Brendan Michael Sullivan

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2017 → 08/2018
  Td Ameritrade
  Fort Worth, TX
• 11/2016 → 10/2017
  Ben E Keith
  Dallas, TX
• 08/2016 → 05/2017
  University Of North Texas
  Denton, TX
• 10/2020 → Present
  Fisher Investments
  Plano, TX
• 08/2018 → 09/2019
  Td Ameritrade
  Fort Worth, TX
• 09/2019 → 09/2020
  Td Ameritrade Investment Management Llc
  Ft. Worth, TX

Previous Registrations

• 2019-10-02 → 2020-10-13
  Td Ameritrade, Inc.
  Westlake, TX
• 2019-10-02 → 2020-10-13
  Td Ameritrade Investment Management, Llc
  Southlake, TX

Exams

• S66 Uniform Combined State Law Examination
  2019-10-01
• S63 Uniform Securities Agent State Law Examination
  2017-11-28