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Catherine Marie Pomerantz

Morgan Stanley

Dallas, TX

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-02-24
WA RA APPROVED 2019-07-01
  • TX RA
    APPROVED
    Since 2020-02-24
  • WA RA
    APPROVED
    Since 2019-07-01

Branch Locations

5001 Spring Valley Road Suite 900W, Dallas, TX 75244 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Fort Worth TX 10/2017 07/2018
Unemployed Princeton TX 07/2017 10/2017
Barton Associates Austin TX 05/2017 06/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Seattle WA 08/2018 03/2019
University Of Texas Austin TX 08/2013 05/2017
Unemployed Seattle WA 03/2019 06/2019
Morgan Stanley Dallas TX 06/2019 Present
Morgan Stanley Private Bank, N.A New York NY 04/2022 Present
  • 10/2017 → 07/2018
    Td Ameritrade
    Fort Worth, TX
  • 07/2017 → 10/2017
    Unemployed
    Princeton, TX
  • 05/2017 → 06/2017
    Barton Associates
    Austin, TX
  • 08/2018 → 03/2019
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Seattle, WA
  • 08/2013 → 05/2017
    University Of Texas
    Austin, TX
  • 03/2019 → 06/2019
    Unemployed
    Seattle, WA
  • 06/2019 → Present
    Morgan Stanley
    Dallas, TX
  • 04/2022 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-10-04
S63 Uniform Securities Agent State Law Examination 2017-11-28
  • S65 Uniform Investment Adviser Law Examination
    2018-10-04
  • S63 Uniform Securities Agent State Law Examination
    2017-11-28
Other Names
  • Catherine Robertson
  • Catherine Marie Robertson

View on SEC IAPD

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