Kyle Alexander Codey

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2023-05-04

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Td Ameritrade	Fort Worth	TX	10/2017	04/2018
Fairfax County Supervisor John Cook	Burke	VA	03/2016	07/2017
Unemployed	Summit	NJ	07/2017	10/2017
Charles Schwab & Co., Inc.	Fort Worth	TX	07/2018	10/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	10/2019	02/2022
Bank Of America, N.A.	New York	NY	05/2020	02/2022
Pruco Securities, Llc.	New York	NY	02/2022	04/2023
Prudential Insurance Company Of America	New York	NY	02/2022	04/2023
Oppenheimer & Co. Inc.	Stamford	CT	05/2023	Present

10/2017 → 04/2018

Td Ameritrade

Fort Worth, TX
03/2016 → 07/2017

Fairfax County Supervisor John Cook

Burke, VA
07/2017 → 10/2017

Unemployed

Summit, NJ
07/2018 → 10/2019

Charles Schwab & Co., Inc.

Fort Worth, TX
10/2019 → 02/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
05/2020 → 02/2022

Bank Of America, N.A.

New York, NY
02/2022 → 04/2023

Pruco Securities, Llc.

New York, NY
02/2022 → 04/2023

Prudential Insurance Company Of America

New York, NY
05/2023 → Present

Oppenheimer & Co. Inc.

Stamford, CT

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-10-30
S63	Uniform Securities Agent State Law Examination	2017-11-28

Other Firms