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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-10-16
MO RA APPROVED 2024-10-02
  • IL RA
    APPROVED
    Since 2024-10-16
  • MO RA
    APPROVED
    Since 2024-10-02

Branch Locations

Swansea, IL • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gradstaff St. Louis MO 02/2016 12/2016
St. Louis Arc St. Louis MO 02/2017 03/2017
American Red Cross St. Louis MO 11/2016 09/2017
Ymca St. Louis MO 03/2017 09/2017
Td Ameritrade St. Louis MO 10/2017 01/2020
Wells Fargo Clearing Services St Louis MO 02/2020 07/2024
Wells Fargo Clearing Services St Louis MO 09/2024 Present
  • 02/2016 → 12/2016
    Gradstaff
    St. Louis, MO
  • 02/2017 → 03/2017
    St. Louis Arc
    St. Louis, MO
  • 11/2016 → 09/2017
    American Red Cross
    St. Louis, MO
  • 03/2017 → 09/2017
    Ymca
    St. Louis, MO
  • 10/2017 → 01/2020
    Td Ameritrade
    St. Louis, MO
  • 02/2020 → 07/2024
    Wells Fargo Clearing Services
    St Louis, MO
  • 09/2024 → Present
    Wells Fargo Clearing Services
    St Louis, MO
Previous Registrations
Other Businesses

RENTAL PROPERTY - 236 ; INV RELATED;SWANSEA,IL; PERSONAL RESIDENCE;100% OWNERSHIP; START DATE: 02/16/2026; 168 HRS PER MONTH; 168 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-02
S63 Uniform Securities Agent State Law Examination 2018-01-03
  • S66 Uniform Combined State Law Examination
    2021-12-02
  • S63 Uniform Securities Agent State Law Examination
    2018-01-03
Other Names
  • Ross
  • Baron Keith Ross
  • Baron Ross
  • Baron Keith Ross

View on SEC IAPD

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