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Samantha Kirsten Battle

Ameriprise Financial Services, LLC

Hingham, MA

Hockley, TX

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-07-18
  • TX RA
    APPROVED
    Since 2022-07-18

Branch Locations

25 Recreation Park Drive Suite 210, Hingham, MA 02043 • United States

Hockley, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Automobile Club (Aaa) Saint Louis MO 05/2016 09/2017
Great Southern Bank Saint Louis MO 12/2016 05/2017
Td Ameritrade Saint Louis MO 10/2017 12/2018
Valic Financial Advisors, Inc. Houston TX 01/2019 01/2020
Ameriprise Financial Services, Llc Brfaintree MA 07/2022 Present
Valic Financial Advisors, Inc. Houston TX 01/2020 12/2020
Valic Financial Advisors, Inc. Houston TX 12/2020 07/2022
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-15
S63 Uniform Securities Agent State Law Examination 2017-11-29
  • S66 Uniform Combined State Law Examination
    2021-12-15
  • S63 Uniform Securities Agent State Law Examination
    2017-11-29
Other Names
  • Samantha Kirsten Rogers
  • Samantha Rogers
  • Samantha Battle

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HINGHAM, MA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HINGHAM, MA
ONE CHARLES PRIVATE WEALTH · HINGHAM, MA
PATRIOT MULLARE ASSOCIATES, INC · HINGHAM, MA
ALLEGIANCE FINANCIAL SERVICES, INC. · HINGHAM, MA
AMERIPRISE FINANCIAL SERVICES, LLC · Hingham, MA
GLOBAL VIEW CAPITAL MANAGEMENT LLC · HINGHAM, MA
RAYMOND JAMES & ASSOCIATES, INC. · Hingham, MA

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