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Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-11-02
  • TX RA
    APPROVED
    Since 2023-11-02

Branch Locations

3965 Dallas Parkway Frisco Hub, Frisco, TX 75034 • United States

Carrollton, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Chicago IL 09/2017 04/2023
Unemployed Chicago IL 06/2017 08/2017
Career Education Corporation Chicago IL 04/2015 05/2017
Transamerica Capitol, Inc. Denver CO 06/2023 08/2023
Tata Consultancy Services Hiawatha IA 05/2023 08/2023
Tiaa-Cref Individual & Institutional Services, Llc Frisco TX 10/2023 Present
Tiaa Frisco TX 10/2023 Present
Unemployed Dallas TX 09/2023 09/2023
  • 09/2017 → 04/2023
    Jpmorgan Securities Llc
    Chicago, IL
  • 06/2017 → 08/2017
    Unemployed
    Chicago, IL
  • 04/2015 → 05/2017
    Career Education Corporation
    Chicago, IL
  • 06/2023 → 08/2023
    Transamerica Capitol, Inc.
    Denver, CO
  • 05/2023 → 08/2023
    Tata Consultancy Services
    Hiawatha, IA
  • 10/2023 → Present
    Frisco, TX
  • 10/2023 → Present
    Tiaa
    Frisco, TX
  • 09/2023 → 09/2023
    Unemployed
    Dallas, TX
Previous Registrations
  • 2017-12-01 → 2023-04-04
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Dallas, TX
    Plano, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-27
  • S66 Uniform Combined State Law Examination
    2017-11-27
Other Names
  • Tenesha Barron
  • Tenesha Ronnette Shields
  • Tenesha R Barron

View on SEC IAPD

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