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Tiaa-Cref Individual & Institutional Services, LLC CRD 20472
$37.9B regulatory AUM 35,647 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-11-02 |
Branch Locations
3965 Dallas Parkway Frisco Hub, Frisco, TX 75034 • United States
Carrollton, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | Chicago | IL | 09/2017 | 04/2023 |
| Unemployed | Chicago | IL | 06/2017 | 08/2017 |
| Career Education Corporation | Chicago | IL | 04/2015 | 05/2017 |
| Transamerica Capitol, Inc. | Denver | CO | 06/2023 | 08/2023 |
| Tata Consultancy Services | Hiawatha | IA | 05/2023 | 08/2023 |
| Tiaa-Cref Individual & Institutional Services, Llc | Frisco | TX | 10/2023 | Present |
| Tiaa | Frisco | TX | 10/2023 | Present |
| Unemployed | Dallas | TX | 09/2023 | 09/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-11-27 |
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