Allison Marie Davies

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-03-08
CT	RA	APPROVED	2021-03-04
NY	RA	APPROVED	2021-03-04

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Lpl Financial, Llc	Albany	NY	02/2017	02/2021
Capital Financial Planning Llc	Albany	NY	05/2019	07/2019
Murdock Abstract Corporation	Schenectady	NY	02/2016	10/2017
Holistic Wealth Advisors	Clifton Park	NY	07/2019	02/2021
Stratos Wealth Partners, Ltd	Clifton Park	NY	08/2019	02/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Albany	NY	02/2021	Present

02/2017 → 02/2021

Lpl Financial, Llc

Albany, NY
05/2019 → 07/2019

Capital Financial Planning Llc

Albany, NY
02/2016 → 10/2017

Murdock Abstract Corporation

Schenectady, NY
07/2019 → 02/2021

Holistic Wealth Advisors

Clifton Park, NY
08/2019 → 02/2021

Stratos Wealth Partners, Ltd

Clifton Park, NY
02/2021 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Albany, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-02-17

Nearby Firms