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San Francisco, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-05-09 |
| CA | RA | APPROVED | 2018-02-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Antigravity Investments Inc. | Burlingame | CA | 07/2017 | Present |
| Silicon Rainforest | Millbrae | CA | 03/2015 | 09/2016 |
| Student | Berkeley | CA | 08/2009 | 05/2020 |
| Roote Foundation | San Francisco | CA | 01/2022 | 12/2022 |
| Capital One | Mclean | VA | 08/2020 | 12/2021 |
| Better, Pbc | Burlingame | CA | 05/2021 | Present |
| Vizio Inc. | San Francisco | CA | 08/2023 | 12/2024 |
| Walmart Inc. | San Francisco | CA | 12/2024 | Present |
1) Name: Better, PBC; Investment-related: No; Address: Burlingame, CA; Nature: Research organization for life improvement; Position: Chief Executive Officer; Start: 05/2021; Hours/month you devote to the other business: 80; Hour during securities trading hours: 0; Brief description: public benefit corporation/for-profit in the wellness industry 2) Walmart Inc.; No; San Francisco, CA; Staff Product Manager; 12/2024; 140/MO; 100/MO
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-02-09 |
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