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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2021-06-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Financial Services | Leadville | CO | 10/2017 | 12/2017 |
| High Mountain Pies | Leadville | CO | 04/2017 | 02/2019 |
| Nozawa Sushi & Teppanaki | Dillon | CO | 08/2014 | 04/2017 |
| Lpl Financial Services | Alamosa | CO | 12/2017 | 07/2021 |
| Get Outfitted | Dillon | CO | 10/2015 | 03/2017 |
| Colorado Mountain College | Leadville | CO | 08/2017 | 12/2018 |
| University Of Colorado Denver | Denver | CO | 01/2019 | 05/2023 |
| Lpl Financial Services | Alamosa | CO | 07/2021 | Present |
| Alamosa Farmers Market | Alamosa | CO | 07/2025 | Present |
1. 11/08/2019 - DBA for LPL Business (entity for LPL business) - Elk Mountain Financial LLC - Investment Related - Leadville, CO - 0 Hrs/Mth - 0 Hrs During Trading. 2. 08/11/2021 - Elk Mountain Financial LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/19/2021- 120 Hour Per Month/120 Hour During Securities Trading. 3. 10/04/2021 - Brookes Financial LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 08/04/2021 - 120 Hours Per Month/120 Hours During Securities Trading. 4) 07/11/2025 - Alamosa Farmers Market - Not Investment Related - Alamosa, CO - Outside/W-2 Employment - Start Date:07/11/2025 - 20 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-12 |
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