Karan Sayal

$1.37T regulatory AUM 17,518 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2025-03-31
NY	RA	APPROVED	2025-03-31
TX	RA	APPROVED	2025-03-31

Branch Locations

165 Broadway, New York City, NY 10006-1404 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	East Brunswick	NJ	09/2017	03/2019
J.P. Morgan Chase	New York	NY	09/2014	03/2017
Unemployed	East Brunswick	NJ	03/2017	09/2017
Bank Of America Merrill Lynch	Hopewell	NJ	03/2019	08/2019
E*Trade Securities Llc	New York	NY	08/2019	07/2020
E*Trade Capital Management, Llc	New York	NY	08/2019	07/2020
Fidelity Investments	Merrimack	NH	03/2021	Present
Unemployed	East Brunswick	NJ	07/2020	03/2021
Fidelity Investments	Boston	MA	03/2025	Present

09/2017 → 03/2019

Merrill Lynch, Pierce, Fenner & Smith Incorporated

East Brunswick, NJ
09/2014 → 03/2017

J.P. Morgan Chase

New York, NY
03/2017 → 09/2017

Unemployed

East Brunswick, NJ
03/2019 → 08/2019

Bank Of America Merrill Lynch

Hopewell, NJ
08/2019 → 07/2020

E*Trade Securities Llc

New York, NY
08/2019 → 07/2020

E*Trade Capital Management, Llc

New York, NY
03/2021 → Present

Fidelity Investments

Merrimack, NH
07/2020 → 03/2021

Unemployed

East Brunswick, NJ
03/2025 → Present

Fidelity Investments

Boston, MA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-03-30