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Hornor, Townsend & Kent, LLC CRD 4031
$9.01B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
161 Washington Street, Conshohocken, PA 19428 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-02-24 |
| UT | RA | APPROVED | 2019-05-01 |
Branch Locations
Farmington, UT • United States
1895 E Rodeo Walk Dr Suite 200 #B, Holladay, UT 84117 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alliance Health, Llc | South Jordan | UT | 01/2014 | 03/2017 |
| Unemployed | Farmington | UT | 03/2017 | 07/2017 |
| Penn Mutual Life Insurance | Horsham | PA | 07/2017 | Present |
| Hornor Townsend & Kent Inc | Horsham | PA | 10/2017 | Present |
1) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: CAMBRIDGE FINANCIAL GROUP | POSITION HELD: AGENT | ADDRESS: 1895 E RODEO WALK DR, SUITE 200#B, Holladay, UT 84117 | START DATE: 7/3/2017 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: 41-100 HRS | APPROX TRADING HRS PER MTH: 41-100 HRS |DESCRIPTION OF DUTIES: INSURANCE SALES & SERVICE FOR MULTIPLE CARRIERS, INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY. 2) UTAH DEVELOPMENTAL DISABILITIES COUNCIL | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: COUSEL MEMBER | ADDRESS: 1595 W 500 S SALT LAKE CITY, UT 84104 | START DATE: 9/19/2019 | NATURE OF ACTIVITY:CHARITY/RELIGIOUS/FOUNDATION | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10| DESCRIPTION OF DUTIES: MEMBER OF THE COUNCIL, ADVOCATE PROGRAMS, | REVIEW POLICIES, AND SYSTEMS THAT WILL SUPPORT THE PEOPLE AND FAMILIES IN UTAH WITH DEVELOPMENTAL DISABILITIES. VOTE ON BUDGET ALLOCATIONS, DECIDE WHERE TO ALLOCATE BUDGET DOLLARS IN SUPPORT OF PROGRAMS AND SERVICES FOR THIS COMMUNITY. 3) INSURANCE BROKERAGE|POSITION: Agent NATURE: Life Insurance brokerage|DBA: 1847FINANCIAL|INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 06/10/2024|ADDRESS: 1895 E RODEO WALK DR, SUITE 200#B, Holladay, UT 84117 |DESCRIPTION: Insurance sales & service for multiple carriers, including Penn Mutual Life Insurance Co.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-04-10 |
| S63 | Uniform Securities Agent State Law Examination | 2017-12-05 |
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