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8170 Corporate Park Dr. Suite 300, Cincinnati, OH 45242 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-03-22 |
| OH | RA | APPROVED | 2023-03-14 |
Branch Locations
25586 Bagley Rd. Unit 1, Olmsted Falls, OH 44138 • United States
8170 Corporate Park Dr. Suite 300, Cincinnati, OH 45242 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Glastonbury | CT | 11/2011 | 11/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2017 | 03/2023 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2017 | 03/2023 |
| Plum Creek Wealth Advisors, Llc | Olmsted Falls | OH | 11/2011 | Present |
| United Advisor Group | Olmsted Falls | OH | 02/2023 | Present |
| Silver Oak Securities | Jackson | TN | 03/2023 | Present |
1). United Advisor Group,Is Investment Related,,Registered Investment Advisor,Advisor/Partner,2023-03-11,160 hours per month,160 hours per month during trading hours,Fee Based Compensation,I will be an Advisor/Partner in United Advisor Group. Will provide investment advisory services for fee based compensation through UAG. 2). Crane Family Properties LLC,Is Not Investment Related,,LLC that holds my office building,Owner,2022-12-06,2 hours per month,2 hours per month during trading hours,No Compensation Compensation,"This is a personal LLC that holds my office building. I collect rent from Plum Creek Wealth Advisors (my business), one other office tenant next door, and a residential tenant in the apartment upstairs." 3). Falls Pointe Single Family HOA,Is Not Investment Related,,Homeowner's Association,Board Member,2021-11-01,1 hours per month,0 hours per month during trading hours,No Compensation Compensation,I serve as a board member for my neighborhood HOA. 4). "Plum Creek Wealth Advisors, LLC",Is Investment Related,"25586 Bagley Rd., Unit 1, Olmsted Falls, OH, 44138, United States",Financial Planning / Divorce Planning / Insurance Sales,Owner,2011-11-01,100 hours per month,100 hours per month during trading hours,Other Compensation,"I complete financial plans, divorce plans, and sell insurance products. Fee based arrangements for financial plans and divorce plans. Commissions earned for insurance products, mainly LTC, life, and DI."
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-04-17 |
| S63 | Uniform Securities Agent State Law Examination | 1999-05-07 |
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