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Roxanna Marie Hendricks

Morgan Stanley

Indianapolis, IN

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-07-21
IN RA APPROVED 2023-06-13
  • TX RA
    APPROVED
    Since 2023-07-21
  • IN RA
    APPROVED
    Since 2023-06-13

Branch Locations

800 East 96Th Street Suite 400, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Indianapolis IN 10/2017 Present
American Family Insurance Indianapolis IN 06/2015 10/2017
  • 10/2017 → Present
    Morgan Stanley
    Indianapolis, IN
  • 06/2015 → 10/2017
    American Family Insurance
    Indianapolis, IN
Other Businesses

*417380 - Estate; Investment related Yes; Indianapolis, IN; Nov 2020; During business hours: 0; After business hours: 2.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-12
  • S66 Uniform Combined State Law Examination
    2023-06-12
Other Names
  • Roxanna Marie Ottinger
  • Roxanna Marie Lawson

View on SEC IAPD

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Other Offices

SANCTUARY ADVISORS, LLC · Indianapolis, IN
SANCTUARY ADVISORS, LLC · Indianapolis, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Indianapolis, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Indianapolis, IN
NORTHWEST FINANCIAL SERVICES INC · INDIANAPOLIS, IN
NORTHWEST FINANCIAL SERVICES INC · Indianapolis, IN
INVESTMENT ADVISORS OF INDIANAPOLIS INC · INDIANAPOLIS, IN
BAXTER CAPITAL MANAGEMENT INC · INDIANAPOLIS, IN

More in Indianapolis, IN

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