Katherine Anne Derisson

Current Employers

Fyvie Financial Llc

Omaha, NE • United States

Current Registrations

Authority	Category	Status	Date
NE	RA	APPROVED	2023-07-19

NE RA
APPROVED

Since 2023-07-19

Branch Locations

Omaha, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	10/2017	07/2018
Unemployed	Omaha	NE	11/2016	10/2017
Prydis Support	Exeter		10/2016	11/2016
Prydis Wealth Limited	Exeter		07/2014	10/2016
Hightower Securities Llc	Omaha	NE	08/2018	04/2020
Fyvie Financial Llc	Omaha	NE	04/2020	Present

10/2017 → 07/2018

Edward Jones

St Louis, MO
11/2016 → 10/2017

Unemployed

Omaha, NE
10/2016 → 11/2016

Prydis Support

Exeter
07/2014 → 10/2016

Prydis Wealth Limited

Exeter
08/2018 → 04/2020

Hightower Securities Llc

Omaha, NE
04/2020 → Present

Fyvie Financial Llc

Omaha, NE

Previous Registrations

2020-06-03 → 2022-12-31

Fyvie Financial Llc

Omaha, NE
2018-08-31 → 2020-05-01

Hightower Advisors, Llc

Omaha, NE
2017-12-05 → 2018-07-15

Edward Jones

Omaha, NE

St Louis, MO

Omaha, NE

Other Businesses

Rental Property Type of business: Rental properties Great Yarmouth, NORF Start date: 10/12/2007 Owner Hours per week: 0 Hours during trading: 0 Maintain property Fempreneur Fair Type of business: events Co-owner Hours per week: 1 Hours during trading: 1 Creating and events to showcase female entrepreneurs in the local area FemCity Collective Leader Type of business: affiliate networking group Hours during week:1 Hours during trading: 0 Business networking

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-12-04

S66 Uniform Combined State Law Examination

2017-12-04

Other Names

Katherine Anne Dodson
Katherine Anne Neale

View on SEC IAPD