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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-02-22 |
| RI | RA | APPROVED | 2023-01-17 |
Branch Locations
3400 Pawtucket Ave Ci Relationship Management, Riverside, RI 02915 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lincoln | RI | 09/2017 | 06/2019 |
| Santander Bank, Na | East Providence | RI | 01/2017 | 08/2017 |
| Clarke Cooke House | Newport | RI | 12/2014 | 11/2019 |
| Santander Bank, Na | Boston | MA | 06/2019 | 11/2022 |
| Santander Securities, Llc | Dorchester | MA | 06/2019 | 11/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lincoln | RI | 11/2022 | Present |
| Bank Of America N.A. | Lincoln | RI | 01/2023 | Present |
I*: 2430259 Entity Type: Rental Property Name of OBA: Rental Property 1 Address: East Providence, RI 02911 Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 5/1/2024 Number of Hours: 1 hr mthly Number of Hours during trading: 0 Duties: Owner of rental property
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-04-20 |
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