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Marlene Andrea Raffington Lambert

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Vernon, CT

Bloomfield, CT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2018-09-12
TX RA APPROVED 2018-09-12
  • CT RA
    APPROVED
    Since 2018-09-12
  • TX RA
    APPROVED
    Since 2018-09-12

Branch Locations

243 Hartford Tpke, Vernon, CT 06066 • United States

836 Park Ave, Bloomfield, CT 06002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 10/2017 05/2018
Bpm Financial Ltd Kingston 01/2016 05/2017
Unemployed East Hartford CT 05/2017 10/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Longmeadow MA 09/2018 Present
Bank Of America, N.A. Longmeadow MA 09/2018 Present
Bed Bath And Beyond Manchester CT 06/2018 07/2018
  • 10/2017 → 05/2018
    Edward Jones
    St Louis, MO
  • 01/2016 → 05/2017
    Bpm Financial Ltd
    Kingston
  • 05/2017 → 10/2017
    Unemployed
    East Hartford, CT
  • 09/2018 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Longmeadow, MA
  • 09/2018 → Present
    Bank Of America, N.A.
    Longmeadow, MA
  • 06/2018 → 07/2018
    Bed Bath And Beyond
    Manchester, CT
Previous Registrations
  • 2018-03-20 → 2018-05-16
    Edward Jones
    Manchester, CT
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-19
  • S66 Uniform Combined State Law Examination
    2018-03-19
Other Names
  • Marlene Andrea Raffington Lambert
  • Marlene Andrea Lambert
  • Marlene Lambert
  • Marlene Raffington Lambert

View on SEC IAPD

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