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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-02-11 |
| WA | RA | APPROVED | 2019-02-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 10/2017 | 02/2019 |
| Alaska Usa Federal Credit Union | Seattle | WA | 12/2010 | 10/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lynnwood | WA | 02/2019 | Present |
| Bank Of America, N.A. | Lynnwood | WA | 02/2019 | Present |
I*: 2198373Entity Type: Rental Property Name of OBA: Rental Property 1Address: Everett, WA 98201Investment Related: NoPosition, Title, Association: Co-owner with other family membersEmployee Start Date: 02/11/2025Number of Hours: 5 hrs annuallyNumber of Hours during trading: 0Duties: Co-owner with other family members of rental property I*3924265 Entity Type: Entity For Profit Name of OBA: DCD LLC Address: Everett, Washington, 98203 Investment Related: No Position, Title, Association: General Partner/Managing Member,Owner Employee Start Date: 04/01/2026 Number of Hours: 1, Yearly Number of Hours during trading: 0, Yearly Duties: To hold my existing rental property Broadway Everett, WA to collect rental income for rental property
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-12-13 |
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