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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-18
  • TX RA
    APPROVED
    Since 2026-05-18

Branch Locations

1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Houston TX 05/2026 Present
Valic Financial Advisors Houston TX 09/2017 12/2022
Indus River Ventures Houston TX 06/2016 09/2017
River Oaks Country Club Houston TX 09/2011 09/2016
Agia Houston TX 12/2022 05/2026
  • 05/2026 → Present
    Houston, TX
  • 09/2017 → 12/2022
    Valic Financial Advisors
    Houston, TX
  • 06/2016 → 09/2017
    Indus River Ventures
    Houston, TX
  • 09/2011 → 09/2016
    River Oaks Country Club
    Houston, TX
  • 12/2022 → 05/2026
    Agia
    Houston, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-07-02
S63 Uniform Securities Agent State Law Examination 2018-01-25
  • S65 Uniform Investment Adviser Law Examination
    2020-07-02
  • S63 Uniform Securities Agent State Law Examination
    2018-01-25

View on SEC IAPD

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