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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2023-03-03 |
| MD | RA | APPROVED | 2020-03-27 |
| TX | RA | APPROVED | 2020-03-27 |
Branch Locations
Bethany Beach, DE • United States
1614 E Churchville Rd Suite 104, Bel Air, MD 21015 • United States
Fenwick Island, DE • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America,N.A. | Bel Air | MD | 06/2011 | 03/2020 |
| Wells Fargo Advisors Financial Network, Llc | Bel Air | MD | 03/2020 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Towson | MD | 05/1999 | 03/2020 |
ZACHARY CHRYST, LLC; INVESTMENT RELATED; BEL AIR,MD; 100% OWNERSHIP; START DATE 03/27/2020; NUMBER OF HOURS PER MONTH 200; NUMBER OF HOURS DURING TRADING 6.5; PASS THROUGH FOR FINET PRACTICE;| SCO WEALTH MANAGEMENT; INVESTMENT RELATED; BEL AIR,MD; 32.2% OWNERSHIP; START DATE 03/27/2020; NUMBER OF HOURS PER MONTH 200; NUMBER OF HOURS DURING TRADING 6.5; FINET PRACTICE;| CO-TRUSTEE FOR SCO WEALTH MANAGEMENT 401K, INV RELATED, BEL AIR, MD, START: 9/15/2020, LESS THAN 1 HR/MONTH, LESS THAN 1 HR DURING TRADING, FINET PRACTICE 401K.;| CO-TRUSTEE FOR SCO WEALTH MANAGEMENT PSP, INV RELATED, BEL AIR, MD, START: 9/15/2020, LESS THAN 1 HR/MONTH, LESS THAN 1 HR DURING TRADING, FINET PRACTICE PSP.| RENTAL PROPERTY; INV RELATED; BETHANY BEACH, DE; 100% OWNERSHIP; START DATE 07/18/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-05-14 |
| S65 | Uniform Investment Adviser Law Examination | 1999-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-29 |
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