Dennis Charles Wendell

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-06-24
MI	RA	APPROVED	2020-12-22

FL RA
APPROVED

Since 2022-06-24
MI RA
APPROVED

Since 2020-12-22

Branch Locations

822 North Highway A1A Suite 211, Ponte Vedra Beach, FL 32082 • United States

Ponte Vedra Beach, FL • United States

730 Penniman Avenue, Plymouth, MI 48170 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Jacksonville	FL	09/2017	12/2020
Unemployed	Jacksonville	FL	05/2016	09/2017
Bank Of America, N.A.	Jacksonville	FL	12/2017	12/2020
Ubs Financial Services Inc	Plymouth	MI	12/2020	Present

09/2017 → 12/2020

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL
05/2016 → 09/2017

Unemployed

Jacksonville, FL
12/2017 → 12/2020

Bank Of America, N.A.

Jacksonville, FL
12/2020 → Present

Ubs Financial Services Inc

Plymouth, MI

Previous Registrations

2018-02-12 → 2020-12-22

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL

Ponte Vedra Beach, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-02-08

S66 Uniform Combined State Law Examination

2018-02-08

Other Names

Dennis Wendell

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews