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Ann M Haase

Robert W. Baird & Co. Incorporated

Rochester, MN

CRD 6862059

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Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-07-06
  • MN RA
    APPROVED
    Since 2023-07-06

Branch Locations

2575 Commerce Drive Nw Suite 115, Rochester, MN 55901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Rochester MN 09/2007 02/2022
Baird Rochester MN 02/2022 Present
  • 09/2007 → 02/2022
    Wells Fargo Bank
    Rochester, MN
  • 02/2022 → Present
    Baird
    Rochester, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-05
  • S66 Uniform Combined State Law Examination
    2023-07-05
Other Names
  • Ann Haase
  • Ann Marie Haase
  • Ann Marie Hangge
  • Ann Hangge

View on SEC IAPD

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