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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-09-26 |
| LA | RA | APPROVED | 2022-02-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo & Co | Seattle | WA | 08/2014 | 07/2017 |
| Jpmorgan Securities Llc | New Orleans | LA | 09/2017 | Present |
| Jpmorgan Chase Bank | New Orleans | LA | 09/2017 | 01/2019 |
| Jp Morgan Chase Bank, N.A. | New Orleans | LA | 01/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-13 |
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