Chad Anthony Klages

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2017 → 11/2017
  T Rowe Price
  Owings Mills, MD
• 12/2016 → 05/2017
  84 Lumber Company
  Raleigh, NC
• 05/2017 → 07/2017
  84 Lumber Company
  Joppa, MD
• 03/2019 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bethesda, MD
• 08/2012 → 12/2016
  High Point University
  High Point, NC
• 11/2017 → 02/2018
  Castlewood Consulting Llc
  Bethesda, MD
• 02/2018 → 03/2019
  T. Rowe Price
  Owings Mills, MD

Other Businesses

I*4867275, Entity Type: , Name of OBA: THE K A. K REVOCABLE TRUST, Address: BEL AIR, Maryland, 21015, Investment Related: N, Position, Title, Association: Successor Trustee, Employee Start Date: 07/09/2031, No Hours: 0 Monthly, No Hours during Trading: 0 Monthly, Duties:

Exams

• S66 Uniform Combined State Law Examination
  2024-06-18

Other Names

• Chad Klages