Andrea Lynn Ratoza

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-02-03
TX	RA	APPROVED	2019-04-24
CA	RA	APPROVED	2018-02-06

NY RA
APPROVED

Since 2023-02-03
TX RA
APPROVED

Since 2019-04-24
CA RA
APPROVED

Since 2018-02-06

Branch Locations

333 S Hope St, Los Angeles, CA 90071 • United States

One Bryant Park, New York, NY 10036 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Rolling Hills	CA	09/2017	Present
Park And Gonella Medical Associates	Newport Beach	CA	05/2014	09/2017
Taps Emr	Newport Beach	CA	05/2014	09/2017
Bank Of America, N.A.	Rolling Hills	CA	01/2018	Present

09/2017 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Rolling Hills, CA
05/2014 → 09/2017

Park And Gonella Medical Associates

Newport Beach, CA
05/2014 → 09/2017

Taps Emr

Newport Beach, CA
01/2018 → Present

Bank Of America, N.A.

Rolling Hills, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-02-03

S66 Uniform Combined State Law Examination

2018-02-03

Other Names

Andrea Ratoza