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Annick N Rodarte

Wealth Guardian Advisory, Pllc

Gilbert, AZ

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Current Employers
Wealth Guardian Advisory, Pllc

1757 E Baseline Road Suite 118, Gilbert, AZ 85233 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2017-12-13
  • AZ RA
    APPROVED
    Since 2017-12-13

Branch Locations

1757 E Baseline Road Suite 118, Gilbert, AZ 85233 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wealth Guardian Advisory Gilbert AZ 09/2017 Present
Wealth Guardian Group Gilbert AZ 02/2013 Present
Miller & Sons Window Cleaning Henderson MI 02/2017 07/2017
  • 09/2017 → Present
    Wealth Guardian Advisory
    Gilbert, AZ
  • 02/2013 → Present
    Wealth Guardian Group
    Gilbert, AZ
  • 02/2017 → 07/2017
    Miller & Sons Window Cleaning
    Henderson, MI
Other Businesses

Wealth Guardian Group; Non-Investment related; Employee; Services provided include Insurance Sales and Service, Tax & Accounting, and Legal Document Preparation. Employment commenced on 02/2013 and utilizes approximately 50% of trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-09-19
  • S65 Uniform Investment Adviser Law Examination
    2017-09-19
Other Names
  • Annick N Haske

View on SEC IAPD

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