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801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2018-05-04 |
Branch Locations
1377 Asheville Hwy, Hendersonville, NC 28791 • United States
Hendersonville, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| State Employees' Credit Union | Hendersonville | NC | 05/2014 | Present |
| Secu Brokerage Services | Raleigh | NC | 09/2017 | Present |
| Secu Life Insurance Company | Raleigh | NC | 09/2017 | Present |
| Credit Union Investment Services | Raleigh | NC | 01/2018 | Present |
| Members Trust Company | Tampa | FL | 07/2023 | Present |
STATE EMPLOYEES' CREDIT UNION. INVESTMENT RELATED BUSINESS. NATURE: FINANCIAL SERVICES. OSJ OFFICE ADDRESS: RALEIGH, NC. TITLE: FINANCIAL ADVISORY SERVICES DISTRICT MANAGER. START DATE: 5/2014. DUTIES: PROVIDE FINANCIAL SERVICES TO ELIGIBLE MEMBERS AND PROVIDE OPPORTUNITIES FOR MEMBERS TO IMPROVE THEIR ECONOMIC AND SOCIAL CONDITION. SECU LIFE INSURANCE COMPANY. INVESTMENT RELATED BUSINESS. ADDRESS: RALEIGH, NC. NATURE: LIFE INSURANCE. TITLE: AGENT. START DATE: 9/2017. DUTIES AND TIME (SOME DURING SECURITIES TRADING HOURS) AS REQUIRED IN CONJUNCTION WITH POSITION AT STATE EMPLOYEES' CREDIT UNION. Rental property, 259 Courtland Blvd., Hendersonville, NC 28791. Investment related. Title: property owner. Duties: home management. Start date: 6/2021. Hrs/month devoted to other business: < 1. None during trading hours. Members Trust Company. Investment related business. Nature: Trust Services. Address: 14025 Riveredge Drive, Suite 280, Tampa, FL 33637. Start date: July, 2023. Title: Trust Rep. Business Name: New Life Hendersonville Church. Address: 4098 Howard Gap Rd Hendersonville, NC. 28792. Type of business: Religious Organization. Title: Co-pastor. Duties: Worship leading, Youth leading, preaching, etc. Start Date: 04/14/2024. Hours Devoted Per month: 25 Compensation: $500 per month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 2018-01-12 |
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