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Current Employers
Credit Union Investment Services

801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2018-05-04
  • NC RA
    APPROVED
    Since 2018-05-04

Branch Locations

1377 Asheville Hwy, Hendersonville, NC 28791 • United States

Hendersonville, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Employees' Credit Union Hendersonville NC 05/2014 Present
Secu Brokerage Services Raleigh NC 09/2017 Present
Secu Life Insurance Company Raleigh NC 09/2017 Present
Credit Union Investment Services Raleigh NC 01/2018 Present
Members Trust Company Tampa FL 07/2023 Present
  • 05/2014 → Present
    State Employees' Credit Union
    Hendersonville, NC
  • 09/2017 → Present
    Secu Brokerage Services
    Raleigh, NC
  • 09/2017 → Present
    Secu Life Insurance Company
    Raleigh, NC
  • 01/2018 → Present
    Raleigh, NC
  • 07/2023 → Present
    Members Trust Company
    Tampa, FL
Other Businesses

STATE EMPLOYEES' CREDIT UNION. INVESTMENT RELATED BUSINESS. NATURE: FINANCIAL SERVICES. OSJ OFFICE ADDRESS: RALEIGH, NC. TITLE: FINANCIAL ADVISORY SERVICES DISTRICT MANAGER. START DATE: 5/2014. DUTIES: PROVIDE FINANCIAL SERVICES TO ELIGIBLE MEMBERS AND PROVIDE OPPORTUNITIES FOR MEMBERS TO IMPROVE THEIR ECONOMIC AND SOCIAL CONDITION. SECU LIFE INSURANCE COMPANY. INVESTMENT RELATED BUSINESS. ADDRESS: RALEIGH, NC. NATURE: LIFE INSURANCE. TITLE: AGENT. START DATE: 9/2017. DUTIES AND TIME (SOME DURING SECURITIES TRADING HOURS) AS REQUIRED IN CONJUNCTION WITH POSITION AT STATE EMPLOYEES' CREDIT UNION. Rental property, 259 Courtland Blvd., Hendersonville, NC 28791. Investment related. Title: property owner. Duties: home management. Start date: 6/2021. Hrs/month devoted to other business: < 1. None during trading hours. Members Trust Company. Investment related business. Nature: Trust Services. Address: 14025 Riveredge Drive, Suite 280, Tampa, FL 33637. Start date: July, 2023. Title: Trust Rep. Business Name: New Life Hendersonville Church. Address: 4098 Howard Gap Rd Hendersonville, NC. 28792. Type of business: Religious Organization. Title: Co-pastor. Duties: Worship leading, Youth leading, preaching, etc. Start Date: 04/14/2024. Hours Devoted Per month: 25 Compensation: $500 per month

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-05-04
S63 Uniform Securities Agent State Law Examination 2018-01-12
  • S65 Uniform Investment Adviser Law Examination
    2018-05-04
  • S63 Uniform Securities Agent State Law Examination
    2018-01-12
Other Names
  • Stephanie Marie Dora Park

View on SEC IAPD

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