Richard Glynn Baker

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	1999-03-25

TX RA
APPROVED

Since 1999-03-25

Branch Locations

2501 Parkview Drive Suite 312, Fort Worth, TX 76102 • United States

Trophy Club, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	09/1999	06/2020
Equitable Advisors, Llc	New York	NY	09/1999	Present

09/1999 → 06/2020

Axa Advisors, Llc

New York, NY
09/1999 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

1. TABLE TOYS; 7 GLEN EAGLES COURT, TROPHY CLUB, TX 76272; START 1/1995; APPROXIMATELY 1 HOUR/MONTH. 2. FIRST BAPTIST CHURCH KELLER; 225 KELLER PARKWAY, KELLER, TX 76248; MEMBER OF THE MINISTRY PLAN/BUDGET COMMITTEESTART 2/19/2023; APPROXIMATELY 5 HOURs/MONTH. 3. VARIOUS OUTSIDE INSURANCE BROKERAGE ACTIVITIES.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-03-24

S66 Uniform Combined State Law Examination

1999-03-24

View on SEC IAPD