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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-01-31
TX RA APPROVED_RES 2020-03-19
WI RA APPROVED 2017-12-25
  • IL RA
    APPROVED
    Since 2022-01-31
  • TX RA
    APPROVED_RES
    Since 2020-03-19
  • WI RA
    APPROVED
    Since 2017-12-25

Branch Locations

Downers Grove, IL • United States

411 East Wisconsin Avenue Suite 2200, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Milwaukee WI 10/2017 Present
Ferrara Candy Company Chicago IL 02/2015 10/2017
Morgan Stanley Private Bank, National Association New York NY 10/2017 Present
  • 10/2017 → Present
    Milwaukee, WI
  • 02/2015 → 10/2017
    Ferrara Candy Company
    Chicago, IL
  • 10/2017 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-23
  • S66 Uniform Combined State Law Examination
    2017-12-23

View on SEC IAPD

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