Austin Thomas Smith

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2018-04-09

MD RA
APPROVED

Since 2018-04-09

Branch Locations

305 W Chesapeake Ave Ste 510, Towson, MD 21204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Legacy Group, Inc.	Towson	MD	09/2017	Present
Cambridge Investment Research, Inc.	Fairfield	IA	12/2017	Present
United States Postal Service	Baltimore	MD	12/2016	08/2017
Trazzi And Grasso	Lutherville-Timonium	MD	12/2015	11/2016

09/2017 → Present

The Legacy Group, Inc.

Towson, MD
12/2017 → Present

Cambridge Investment Research, Inc.

Fairfield, IA
12/2016 → 08/2017

United States Postal Service

Baltimore, MD
12/2015 → 11/2016

Trazzi And Grasso

Lutherville-Timonium, MD

Other Businesses

1.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2.THE LEGACY GROUP INC, 4 RESERVOIR CIR STE 103, PIKESVILLE, MD, 12/2018 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 2/WK - 2/TRADING.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-04-06

S66 Uniform Combined State Law Examination

2018-04-06

View on SEC IAPD

Current Employers

Cambridge Investment Research Advisors, Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews