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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-11-12
SD RA APPROVED 2018-01-08
  • TX RA
    APPROVED_RES
    Since 2021-11-12
  • SD RA
    APPROVED
    Since 2018-01-08

Branch Locations

2210 Jackson Blvd, Rapid City, SD 57702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dw Investment Group, Llc Wytheville VA 04/2007 11/2017
Cabelas Rapid City SD 07/2016 11/2017
Tri-W Holding, Llc. West Palm Beach FL 05/2002 11/2017
Thrivent Investment Management Inc Rapid City SD 11/2017 Present
Thrivent Financial Appleton WI 11/2017 03/2018
Thrivent Financial Appleton WI 03/2018 Present
  • 04/2007 → 11/2017
    Dw Investment Group, Llc
    Wytheville, VA
  • 07/2016 → 11/2017
    Cabelas
    Rapid City, SD
  • 05/2002 → 11/2017
    Tri-W Holding, Llc.
    West Palm Beach, FL
  • 11/2017 → Present
    Rapid City, SD
  • 11/2017 → 03/2018
    Thrivent Financial
    Appleton, WI
  • 03/2018 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

CAMBRIA STRING BAND POSITION: Mandolin Player NATURE: A position in a band that started as a hobby has now pivoted into a position in which I expect to get paid for events in the future. INVESTMENT RELATED: No NUMBER OF HOURS: 7 SECURITIES TRADING HOURS: 2 START DATE: 04/01/2019 ADDRESS: 8079 Haas Ln, Black Hawk SD 57718, United States DESCRIPTION: I play the mandolin in a 5 piece band. We practice together early mornings once or twice per month for two hours each time. We travel together and help set up equipment for each event. We have a few events lined up in the summer and fall in which I expect to be paid for playing 3 hour sets each time. FOSTER FALLS RESORT, LLC. POSITION: Co-owner of LLC. NATURE: I own 45% of the LLC. with two siblings. The LLC owns properties that are assets. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/15/2002 ADDRESS: 3997 Buena Vista Rd, Shacklefords VA 23156, United States DESCRIPTION: Managing periodic sale of assets.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-03
  • S66 Uniform Combined State Law Examination
    2018-01-03

View on SEC IAPD

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