Barry H Wong

Employer firm

Transamerica Financial Advisors, LLC CRD 16164

$2.11B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2017 → Present
  Transamerica Financial Advisors, Inc
  Newport Beach, CA
• 07/2016 → Present
  World Financial Group, Inc.
  Newport Beach, CA
• 02/1995 → Present
  State Of The Art Physical Therapy
  Tustin, CA
• 07/2021 → Present
  Lspn Pro, Llc
  Lindon, UT
• 09/2023 → Present
  Lock And Key Productions
  North Hollywood, CA

Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. LSPN Pro, LLC /0721-Present / Investment Related: No /100 N. State Street, Ste B, Lindon, UT 84042 / Independent Rep / Estate Planning Services / Hrs. Work Monthly: 4 / Sec Trading Hrs.: 1 / Client communications, Marketing, and referring potential clients STATE OF THE ART PHYSICAL THERAPY/Investment Related - No/2492 Walnut Avenue, #140 Tustin, CA 92780/Outpatient physical therapy services/Physical therapist/02.1995/100/0/Patient care duties LOCK AND KEY PRODUCTIONS POSITION: Contestant NATURE: Game show called Deal or No Deal Islande INVESTMENT RELATED: No NUMBER OF HOURS: 672 SECURITIES TRADING HOURS: 6 START DATE: 09/13/2023 ADDRESS: 5161 Lankershim Boulevard, Suite 400, North Hollywood CA 91601,DESCRIPTION: I will possibly be a contestant on this game show called Deal or No Deal Island. I will be competing for prizes on an undisclosed island against 12-15 other contestants participating in strategy and physical and mental skills.

Exams

• S63 Uniform Securities Agent State Law Examination
  2017-10-17
• S65 Uniform Investment Adviser Law Examination
  2017-10-02