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Katherine Pettee Hickey

Beacon Pointe Advisors, LLC

Bala Cynwyd, PA

Newport Beach, CA

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Current Employers
Beacon Pointe Advisors, Llc

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-17
PA RA APPROVED 2020-07-11
  • TX RA
    APPROVED
    Since 2025-04-17
  • PA RA
    APPROVED
    Since 2020-07-11

Branch Locations

Two Bala Plaza Suite 806, Bala Cynwyd, PA 19004 • United States

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpm Investment Management New York NY 09/2017 02/2018
Jpm Institutional Investments Inc New York NY 09/2017 02/2018
Jpmorgan Chase & Co. New York NY 06/2015 09/2017
Beacon Pointe Wealth Advisors, Llc Bala Cynwyd PA 03/2018 03/2020
Beacon Pointe Advisors, Llc Bala Cynwyd PA 04/2020 04/2021
Beacon Pointe Advisors, Llc Bala Cynwyd PA 04/2021 Present
  • 09/2017 → 02/2018
    Jpm Investment Management
    New York, NY
  • 09/2017 → 02/2018
    Jpm Institutional Investments Inc
    New York, NY
  • 06/2015 → 09/2017
    Jpmorgan Chase & Co.
    New York, NY
  • 03/2018 → 03/2020
    Beacon Pointe Wealth Advisors, Llc
    Bala Cynwyd, PA
  • 04/2020 → 04/2021
    Beacon Pointe Advisors, Llc
    Bala Cynwyd, PA
  • 04/2021 → Present
    Beacon Pointe Advisors, Llc
    Bala Cynwyd, PA
Previous Registrations
  • 2018-11-05 → 2020-04-27
    Beacon Pointe Wealth Advisors, Llc
    Bala Cynwyd, PA
    Newport Beach, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-11-05
S63 Uniform Securities Agent State Law Examination 2018-01-16
  • S65 Uniform Investment Adviser Law Examination
    2018-11-05
  • S63 Uniform Securities Agent State Law Examination
    2018-01-16
Designations
Other Names
  • Kate Pettee
  • Katherine S Pettee
  • Katherine S Hickey

View on SEC IAPD

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EQUITABLE ADVISORS, LLC · BALA CYNWYD, PA
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