Katherine Pettee Hickey

Employer firm

Beacon Pointe Advisors, LLC CRD 119290

$54.9B regulatory AUM 265 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2017 → 02/2018
  Jpm Investment Management
  New York, NY
• 09/2017 → 02/2018
  Jpm Institutional Investments Inc
  New York, NY
• 06/2015 → 09/2017
  Jpmorgan Chase & Co.
  New York, NY
• 03/2018 → 03/2020
  Beacon Pointe Wealth Advisors, Llc
  Bala Cynwyd, PA
• 04/2020 → 04/2021
  Beacon Pointe Advisors, Llc
  Bala Cynwyd, PA
• 04/2021 → Present
  Beacon Pointe Advisors, Llc
  Bala Cynwyd, PA

Previous Registrations

• 2018-11-05 → 2020-04-27
  Beacon Pointe Wealth Advisors, Llc
  Bala Cynwyd, PA
  Newport Beach, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-11-05
• S63 Uniform Securities Agent State Law Examination
  2018-01-16

Designations

• Certified Financial Planner

Other Names

• Kate Pettee
• Katherine S Pettee
• Katherine S Hickey