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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-07-10 |
| TX | RA | APPROVED | 2025-07-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Cincinnati | OH | 04/2014 | 07/2023 |
| Fifth Third Securities | Newport | KY | 09/2017 | 07/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lakeside Park | KY | 07/2023 | 10/2024 |
| Bank Of America N.A. | Lakeside Park | KY | 08/2023 | 10/2024 |
| Unemployed | Union | KY | 10/2024 | 12/2024 |
| Fidelity Investments | Covington | KY | 12/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-08-02 |
| S63 | Uniform Securities Agent State Law Examination | 2017-10-16 |
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