Jonathan Michael Jefferson

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2017 → 09/2019
  Tiaa-Cref Individual & Institutional Services, Llc
  Charlotte, NC
• 04/2016 → 09/2019
  Tiaa
  Charlotte, NC
• 09/2019 → 10/2019
  Wells Fargo Bank, Na
  Charlotte, NC
• 10/2019 → 04/2022
  Wells Fargo Clearing Services, Llc
  Charlotte, NC
• 05/2022 → 06/2025
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC
• 07/2022 → 06/2025
  Bank Of America, N.A.
  Charlotte, NC
• 09/2025 → Present
  The Vanguard Group, Inc.
  Charlotte, NC
• 09/2025 → Present
  Vanguard Marketing Corporation
  Charlotte, NC
• 09/2025 → Present
  Vanguard Advisers, Inc.
  Charlotte, NC
• 08/2020 → 08/2022
  Wake Forest University
  Charlotte, NC
• 04/2020 → Present
  Self-Employed
  Charlotte, NC

Previous Registrations

• 2022-07-12 → 2025-07-07
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC
  Charlotte, NC
• 2022-01-10 → 2022-04-06
  Wells Fargo Clearing Services, Llc
  Charlotte, NC
  Charlotte, NC
  Charlotte, NC

Other Businesses

NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: DELIVERY POSITION: CONTRACTED WITH INSTACART START DATE: 04/2020 APPROXIMATE HOURS/MONTH: 20 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SHOPPING AND DELIVERING GROCERIES

Exams

• S66 Uniform Combined State Law Examination
  2022-01-10
• S63 Uniform Securities Agent State Law Examination
  2017-11-18

Other Names

• Jonathan M Jefferson
• Jonathan Jefferson