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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-17
FL RA APPROVED 2018-01-08
  • TX RA
    APPROVED
    Since 2023-03-17
  • FL RA
    APPROVED
    Since 2018-01-08

Branch Locations

26301 Us Highway 19 N, Clearwater, FL 33761 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Clearwater FL 09/2017 Present
Bank Of America Trinity FL 06/1997 09/2017
Bank Of America, N.A. Clearwater FL 02/2018 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-08
  • S66 Uniform Combined State Law Examination
    2017-12-08
Other Names
  • Akemi Kawabata
  • Akemi K Bove

View on SEC IAPD

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