Best Investors Account Sign in

Rosieva Ashong-Katai

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Riverside, RI

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-03-18
RI RA APPROVED 2018-02-14
  • TX RA
    APPROVED
    Since 2019-03-18
  • RI RA
    APPROVED
    Since 2018-02-14

Branch Locations

3400 Pawtucket Ave Ci Relationship Management, Riverside, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 09/2017 Present
Binghamton University Binghamton NY 01/2014 05/2017
Binghamton University Binghamton NY 08/2013 05/2017
Unemployed Providence RI 05/2017 09/2017
Bank Of America, N.A. Lincoln RI 09/2020 Present
  • 09/2017 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Lincoln, RI
  • 01/2014 → 05/2017
    Binghamton University
    Binghamton, NY
  • 08/2013 → 05/2017
    Binghamton University
    Binghamton, NY
  • 05/2017 → 09/2017
    Unemployed
    Providence, RI
  • 09/2020 → Present
    Bank Of America, N.A.
    Lincoln, RI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-13
  • S66 Uniform Combined State Law Examination
    2018-02-13
Other Names
  • Rosieva Naadedei Ashong-Katai

View on SEC IAPD

More in Riverside, RI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor