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James Sheehan

J.P. Morgan Securities LLC

Tempe, AZ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-05-28
TX RA APPROVED 2024-05-16
  • AZ RA
    APPROVED
    Since 2024-05-28
  • TX RA
    APPROVED
    Since 2024-05-16

Branch Locations

150 University 4Th Floor, Tempe, AZ 85281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 09/2017 11/2021
Progressive Insurance Phoenix AZ 10/2016 09/2017
Dish Network Phoenix AZ 06/2014 09/2016
Bank Of America, N.A. Chandler AZ 09/2017 11/2021
Fidelity Investments Salt Lake City UT 11/2021 02/2023
J.P. Morgan Securities Llc Tempe AZ 05/2024 Present
Jpmorgan Chase Bank, N.A. Tempe AZ 05/2024 Present
Unemployed Maricopa AZ 03/2023 04/2024
  • 09/2017 → 11/2021
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Chandler, AZ
  • 10/2016 → 09/2017
    Progressive Insurance
    Phoenix, AZ
  • 06/2014 → 09/2016
    Dish Network
    Phoenix, AZ
  • 09/2017 → 11/2021
    Bank Of America, N.A.
    Chandler, AZ
  • 11/2021 → 02/2023
    Fidelity Investments
    Salt Lake City, UT
  • 05/2024 → Present
    J.P. Morgan Securities Llc
    Tempe, AZ
  • 05/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Tempe, AZ
  • 03/2023 → 04/2024
    Unemployed
    Maricopa, AZ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-15
  • S66 Uniform Combined State Law Examination
    2018-02-15
Other Names
  • James Sheehan
  • James Patrick Sheehan
  • James P Sheehan

View on SEC IAPD

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