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655 Broad Street, Newark, NJ 07102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2018-12-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 09/2017 | 11/2018 |
| Unemployed | Burlington | NJ | 07/2017 | 09/2017 |
| West Chester University | West Chester | PA | 08/2013 | 05/2017 |
| Usli (United States Liability Insurance) | Wayne | PA | 08/2016 | 04/2017 |
| Bank Of America, N.A. | Pennington | NJ | 12/2017 | 11/2018 |
| Pgim Investments,Llc | Newark | NJ | 11/2018 | Present |
| Prudential Investment Management Services Llc | Newark | NJ | 11/2018 | Present |
| Pgim Investments,Llc | Newark | NJ | 12/2018 | Present |
NO BUSINESS OR ORGANIZATION AFFILIATED. ALL UNDER PERSONAL IDENTIFICATION. POSITION: co-owner. All done under my personal identification. No business entity involved. NATURE: Real Estate Development Rental and Leasing INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/20/2021 ADDRESS: 33 Cranberry Ct, Marlton NJ 08053, United States DESCRIPTION: Rental property. I am 50% owner of a condo which we rent out. This is a passive operation that takes up less than anhour per month. NO BUSINESS OR ORGANIZATION AFFILIATED. ALL UNDER PERSONAL IDENTIFICATION. POSITION: co-owner. All done under my personal identification. No business entity involved. NATURE: Real Estate Development Rental and Leasing INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2020 ADDRESS: 78 Eldon Way, Marlton NJ 08053, United States DESCRIPTION: Rental property. I am 50% owner of a condo which we rent out. This is a passive operation that takes up less than an hour per month. NO BUSINESS OR ORGANIZATION AFFILIATED. ALL UNDER PERSONAL IDENTIFICATION. POSITION: co-owner.All done under my personal identification. No business entity involved. NATURE: Real Estate Development Rental and Leasing INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/15/2020 ADDRESS: 2620 Auburn Ct, Mt Laurel NJ 08054, United States DESCRIPTION: Rental property. I am 50% owner of a condo which we rent out. This is a passive operation that takes up less than anhour per month. NO BUSINESS OR ORGANIZATION AFFILIATED. ALL UNDER PERSONAL IDENTIFICATION. POSITION: All done under my personal identification. No business entity involved. NATURE: Real Estate Development Rental and Leasing INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/20/2020 ADDRESS: 146B Bradford Ct, Mount Laurel NJ 08054, United States DESCRIPTION: Rental property. I am 50% owner of a condo which we rent out. This is a passive operation that takes up less than an hour per month. NO BUSINESS OR ORGANIZATION AFFILIATED. ALL UNDER PERSONAL IDENTIFICATION. POSITION: co-owner. All done under my personal identification. No business entity involved. NATURE: Real Estate Development Rental and Leasing INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/12/2022 ADDRESS: 48 Sweetfern Ct, Marlton NJ 08023, United States DESCRIPTION: Rental property. I am 50% owner of a condo which we rent out. This is a passive operation that takes up less than anhour per month. OBA IS IN MY PERSONAL NAME. THIS IS RESIDENTIAL CONDO THAT I RENT TO A TENANT ON AN ANNUAL BASIS. POSITION: Co-owner/partner. The other partner is my wife (Dana O'Neill). NATURE: Real Estate Development Rental and Leasing INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2026 ADDRESS: 5415 Aberdeen Dr, Mt Laurel NJ 08054, United States DESCRIPTION: This is a rental unit that is rented out on an annual basis. The lease for the tenant will begin March 1st, 2026. Duties include collecting rent and responding to any maintenance issues on an as needed basis.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-01-13 |
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