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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2018-08-13
  • PA RA
    APPROVED
    Since 2018-08-13

Branch Locations

3949 South Atherton Street, State College, PA 16801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual State College PA 05/2018 Present
Mml Investors Services State College PA 06/2018 Present
Mml Investors Service (Wienken Wealth Management) State College PA 08/2017 05/2018
Penn State University University Park PA 08/2013 12/2017
  • 05/2018 → Present
    Massmutual
    State College, PA
  • 06/2018 → Present
    Mml Investors Services
    State College, PA
  • 08/2017 → 05/2018
    Mml Investors Service (Wienken Wealth Management)
    State College, PA
  • 08/2013 → 12/2017
    Penn State University
    University Park, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-31
  • S66 Uniform Combined State Law Examination
    2018-07-31
Other Names
  • Bruce Cai

View on SEC IAPD

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