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Arin Holliman

Fisher Investments

Plano, TX

Plano, TX

CRD 6858876

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Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-12-07
  • TX RA
    APPROVED
    Since 2021-12-07

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

6500 International Parkway Suite 2050, Plano, TX 75093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Howard Univeristy Washington DC 08/2013 05/2017
Penn Mutual Life Ins Co Horsham PA 07/2017 05/2020
Hornor Townsend & Kent Inc Horsham PA 02/2019 05/2020
Howard University Office Of University Communications Washington DC 10/2016 12/2016
Development Corporation Of Columbia Heights Washington DC 01/2017 05/2017
The Prudential Insurance Company Of America Houston TX 05/2020 09/2021
Pruco Securities Llc Houston TX 05/2020 09/2021
Fisher Investments Plano TX 07/2021 Present
  • 08/2013 → 05/2017
    Howard Univeristy
    Washington, DC
  • 07/2017 → 05/2020
    Penn Mutual Life Ins Co
    Horsham, PA
  • 02/2019 → 05/2020
    Hornor Townsend & Kent Inc
    Horsham, PA
  • 10/2016 → 12/2016
    Howard University Office Of University Communications
    Washington, DC
  • 01/2017 → 05/2017
    Development Corporation Of Columbia Heights
    Washington, DC
  • 05/2020 → 09/2021
    The Prudential Insurance Company Of America
    Houston, TX
  • 05/2020 → 09/2021
    Pruco Securities Llc
    Houston, TX
  • 07/2021 → Present
    Plano, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-12-07
S63 Uniform Securities Agent State Law Examination 2019-07-16
  • S65 Uniform Investment Adviser Law Examination
    2021-12-07
  • S63 Uniform Securities Agent State Law Examination
    2019-07-16

View on SEC IAPD

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