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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-12-07 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
6500 International Parkway Suite 2050, Plano, TX 75093 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Howard Univeristy | Washington | DC | 08/2013 | 05/2017 |
| Penn Mutual Life Ins Co | Horsham | PA | 07/2017 | 05/2020 |
| Hornor Townsend & Kent Inc | Horsham | PA | 02/2019 | 05/2020 |
| Howard University Office Of University Communications | Washington | DC | 10/2016 | 12/2016 |
| Development Corporation Of Columbia Heights | Washington | DC | 01/2017 | 05/2017 |
| The Prudential Insurance Company Of America | Houston | TX | 05/2020 | 09/2021 |
| Pruco Securities Llc | Houston | TX | 05/2020 | 09/2021 |
| Fisher Investments | Plano | TX | 07/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-12-07 |
| S63 | Uniform Securities Agent State Law Examination | 2019-07-16 |
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