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3828 Kennett Pike Suite 202, Greenville, DE 19807 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-06-08 |
Branch Locations
Fort Lauderdale, FL • United States
3828 Kennett Pike Suite 202, Greenville, DE 19807 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Corporate At&T | Wellington | FL | 02/2016 | 08/2017 |
| Charles Schwab & Co., Inc. | Orlando | FL | 09/2017 | 09/2018 |
| Kovack Securities, Inc. | Fort Lauderdale | FL | 09/2018 | 03/2020 |
| Tradestation | Plantation | FL | 10/2020 | 05/2022 |
| Kovack Securities, Inc. | Fort Lauderdale | FL | 03/2020 | 09/2020 |
| Kovack Advisors, Inc. | Fort Lauderdale | FL | 02/2019 | 09/2020 |
| Spearhead Administrative Services, Llc | Fort Lauderdale | FL | 05/2022 | Present |
| The Leaders Group Inc | Summit | NJ | 06/2022 | Present |
1.) Spearhead Administrative Services, LLC - 5/1/2022 - 3828 Kennett Pike, Suite 202, Greenville, DE 19807 - Senior Managing Director, Sales, Invt Rel, RA firm, 160 hrs/mo; 160 hrs/mo (during trading hours). 2.) The Leaders Group, Inc., Investment-related, 475 Springfield Avenue, Summit, NJ 07901 - Registered Representative, Broker Dealer, Start date - June 2022, 0 Hours/Month, Holding Active FINRA license
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 2018-02-23 |
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