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James Robert Tschudy

Mml Investors Services, LLC

Orlando, FL

CRD 3179221

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-12-02
  • FL RA
    APPROVED
    Since 2024-12-02

Branch Locations

125 Terra Mango Loop, Orlando, FL 32835 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Trilogy Global Advisors Boston MA 05/2005 08/2020
Gw&K Investment Management Boston MA 08/2020 07/2024
Mml Investors Services, Llc Orlando FL 08/2024 Present
Massmutual Life Insurance Co Orlando FL 08/2024 Present
  • 05/2005 → 08/2020
    Trilogy Global Advisors
    Boston, MA
  • 08/2020 → 07/2024
    Gw&K Investment Management
    Boston, MA
  • 08/2024 → Present
    Mml Investors Services, Llc
    Orlando, FL
  • 08/2024 → Present
    Massmutual Life Insurance Co
    Orlando, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-21
S63 Uniform Securities Agent State Law Examination 1999-12-08
  • S66 Uniform Combined State Law Examination
    2024-11-21
  • S63 Uniform Securities Agent State Law Examination
    1999-12-08

View on SEC IAPD

Nearby Firms

SCHWAB WEALTH ADVISORY, INC.
CHARLES SCHWAB & CO., INC.
TIMOTHY PARTNERS, LTD.

Nearby Investors

Christopher L Turner
CHRISTOPHER CARL BLOHM
James Hasting Benoit

Nearby Offices

SCHWAB WEALTH ADVISORY, INC. · Orlando, FL
CHARLES SCHWAB & CO., INC. · Orlando, FL
SCHWAB WEALTH ADVISORY, INC. · Orlando, FL

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