Cheryl Gunar Thompson

Employer firm

Ally Invest Advisors CRD 170301

$1.73B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 10/2019
  Fifth Third Bank
  Charlotte, NC
• 08/2017 → 10/2019
  Fifth Third Securities
  Charlotte, NC
• 10/2019 → Present
  Ally Invest Securities Llc
  Charlotte, NC
• 06/2020 → Present
  Ally Invest Advisors
  Charlotte, NC

Previous Registrations

• 2017-08-15 → 2019-10-07
  Fifth Third Securities, Inc.
  Charlotte, NC
• 2009-10-23 → 2016-04-29
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boston, MA
  Indian Trail, NC
  Charlotte, NC
  New York, NY
• 2008-08-11 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Charlotte, NC
  Indian Trail, NC
  Boston, MA
• 2002-12-17 → 2007-04-03
  Banc Of America Investment Services, Inc.
  Charlotte, NC
  Indian Trail, NC
  Charlotte, NC
  Boston, MA
  Charlotte, NC

Other Businesses

Association of Certified Anti-Money Laundering Specialist, LLC (ACAMS). Not investment related. 80 SW 8th St, Suite 2350, Miami, FL 33130. Volunteer and sit on the Board of Directors for the local Carolina chapter. 03/20/2020 - Present. 4hrs/month. I serve on the Board of Directors for our local ACAMS Carolinas Chapter. This is a volunteer position where I have responsibility as the treasurer of the chapter. All funds are held at the ACAMS headquarters, so I do not have direct access to those funds. I ensure that our income and expenses are tracked properly. Ally Invest Advisors. Investment related. 601 S Tryon Street Charlotte NC 28202. Senior Director - AML Compliance. Dually licensed. 06/24/2020 - Present. 0-20hrs/month. Support AIA with respect to AML related processes.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-11-18
• S63 Uniform Securities Agent State Law Examination
  1999-05-28

Other Names

• Cheryl Gunar Thompson
• Cheryl Thompson