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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2025-04-04
TX RA APPROVED 2018-11-21
MD RA APPROVED 2018-10-08
  • DC RA
    APPROVED
    Since 2025-04-04
  • TX RA
    APPROVED
    Since 2018-11-21
  • MD RA
    APPROVED
    Since 2018-10-08

Branch Locations

5425 Wisconsin Avenue Suite 301, Chevy Chase, MD 20815-3552 • United States

Washington, DC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc. Chevy Chase MD 09/2017 Present
Capital One Mclean VA 05/2016 05/2017
Unemployed Washington DC 05/2017 09/2017
  • 09/2017 → Present
    Chevy Chase, MD
  • 05/2016 → 05/2017
    Capital One
    Mclean, VA
  • 05/2017 → 09/2017
    Unemployed
    Washington, DC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-08
  • S66 Uniform Combined State Law Examination
    2018-10-08
Other Names
  • Brian Carson

View on SEC IAPD

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