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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-12-22 |
| CT | RA | APPROVED | 2023-04-04 |
Branch Locations
East Longmeadow, MA • United States
1295 State Street, Springfield, MA 01111 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Big Green Clean | Springfield | MA | 05/2012 | 01/2018 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 09/2017 | 06/2018 |
| Northwestern Mutual Investment Services, Llc | Springfield | MA | 09/2017 | 06/2018 |
| Massmutual | Springfield | MA | 07/2018 | 10/2020 |
| Mml Investors Services, Llc | Springfield | MA | 07/2018 | 09/2020 |
| Massmutual | Columbia | MD | 02/2021 | 01/2023 |
| Mml Investors Services | East Longmeadow | MA | 10/2020 | Present |
| Massmutual | Springfield | MA | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-13 |
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