Bradford Kelly Marshall

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-09-25
FL	RA	APPROVED	2008-11-19

TX RA
APPROVED

Since 2020-09-25
FL RA
APPROVED

Since 2008-11-19

Branch Locations

3777 Tamiami Trail North Suite 300, Naples, FL 34103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel Nicolaus & Co Inc	Naples	FL	11/2008	Present

11/2008 → Present

Stifel Nicolaus & Co Inc

Naples, FL

Previous Registrations

1999-04-01 → 2008-11-18

Robert W. Baird & Co. Incorporated

Naples, FL

Naples, FL

Other Businesses

1. Gene Doyle Adventure Scholarship; 3620 13th Ave SW, Naples, FL 34117; Committee Member; Chairman of the committee to select scholarship winners. Review applications, select finalists, interview finalists and select scholarship winners; 06/05/2002; 30 Hours per year; Not During Securities Trading Hours; Not Investment-Related. 2. Fostering Success; 3050 Horseshoe Drive North Unit 260 Naples, FL; Non-profit, supporting kids entering, living in and leaving the foster care system; Board Member; Regular board meetings and a yet to be determined committee position. Possibly finance or programming/governance; 06/25/2025; 20hrs/mth; During Securities Trading Hours; Not Investment-Related 3. Fostering Success; 3050 Horseshoe Drive North Unit 260 Naples, FL; Not for profit that supports foster kids and foster families in southwest Florida; Treasurer; I'm on the board (already disclosed) and will be serving as Treasurer starting June 1. I assist the CFO and CEO with the annual budget and work with the rest of the board for approval of the budget. I also report monthly to the board on the state of the entity's budget and finances; 06/01/2026; 5hrs/mth; During securities trading hours; Not investment related

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-04-08
S63	Uniform Securities Agent State Law Examination	1999-04-05

S65 Uniform Investment Adviser Law Examination

1999-04-08
S63 Uniform Securities Agent State Law Examination

1999-04-05

Designations

Certified Financial Planner

View on SEC IAPD