Janice Ngoc-Tran Vuong

Employer firm

Transamerica Financial Advisors, LLC CRD 16164

$2.11B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 01/2023
  Cal Connect Insurance Services, Llc
  Pasadena, CA
• 09/2017 → Present
  Transamerica Financial Advisors, Inc
  West Covina, CA
• 09/2014 → Present
  Wfgia
  West Covina, CA
• 01/2018 → Present
  Delta Dental
  Sacramento, CA
• 06/2018 → Present
  Morgan White Group
  Jackson, MS
• 03/2020 → Present
  Janice Vuong - Health Insurance Services
  Fountain Valley, CA
• 06/2021 → Present
  Anneta Insurance Solutions Inc.
  San Gabriel, CA

Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. Anneta Insurance Solutions Inc../ 0621-Present / Investment Related: No /529 E Valley Blvd Suite 228-C San Gabriel, CA 91776 /Agent/ Medicare Health Insurance / Hrs Work Monthly: 20 / Sec Trading Hrs: 1/ Offer Medicare insurance plan solutions to senior population. DELTA DENTAL/NOT INVESTMENT RELATED/INSURANCE BROKER/1.1.2018/P.O. BOX 997330, SACRAMENTO, CALIFORNIA 95899/PROVIDES DENTAL INSURANCE TO CONSUMERS./TO PROVIDE MY HEALTH INSURANCE CLIENTS WITH A DENTAL INSURANCE OPTION IF REQUESTED./HOURS:1 MORGAN WHITE GROUP/ 0618-PRESENT / INVESTMENT RELATED: NO / 5722 I-55 NORTH JACKSON, MS 39211 / AGENT / DENTAL AND VISION INSURANCE BROKER SERVICES. / HRS WORK MONTHLY: 1 / SEC TRADING HRS: 0 / THIS OBA WILL ALLOW ME TO OBTAIN MULTIPLE QUOTE FOR DENTAL AND VISION INSURANCE FOR MY CLIENTS IN THE EVENT MY CLIENTS ASK ME TO HELP THEM FIND A DENTAL OR VISION INSURANCE PLAN Janice Vuong - Health Insurance Services /0320-Present / Investment Related: No / 10115 La Quinta Circle Fountain Valley, CA 92708 / Health Insurance Agent / Health Insurance Sales/ Hrs Work Monthly: 20 / Sec Trading Hrs: 1 / Provide Health related insurance solutions to individuals, families and businesses. Includes offerings under CCIS - Medicare Advantages

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-04-29
• S63 Uniform Securities Agent State Law Examination
  2017-12-04