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201 Mission Street Suite 1825, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-12-22 |
Branch Locations
201 Mission Street Suite 1825, San Francisco, CA 94105 • United States
14 Penn Plaza 18Th Floor, New York, NY 10122 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prager Metis Cpas, Llc | New York | NY | 01/1976 | Present |
| Perigon Wealth Management, Llc | New York | NY | 12/2022 | Present |
| Pm Wealth Management, Llc | New York | NY | 11/2021 | 12/2022 |
1. Prager Metis CPAs, LLC; Not Investment-Related; 14 Penn Plaza, 18th Floor, New York, NY, 10122; Accounting firm; Partner; Start 01/1976; 120 hours/month, all during securities trading hours; duties include tax and accounting services. 2. Trusts; Investment-Related; 14 Penn Plaza, 18th Floor, New York, NY; Trusts; Trustee; Start 01/1987; 10 hours/month, all during securities trading hours; co-trustee on nine client trust accounts. 3. Gabe M. Wolosky, Attorney at Law; Not Investment-Related; 14 Penn Plaza, 18th Floor, New York, NY, 10122; Legal; Attorney; Start 01/1991; 2 hours/month, 2 hours/month not during securities trading hours; duties include legal consulting services. 4. Franco-London Music Publishing, Corp.; Not Investment-Related; 14 Penn Plaza, 18th Floor, New York, NY, 10122; Music publisher; Board Member; Start 01/2015; 3-5 hours/month; 3/5 hours/month not during securities trading hours; duties include general executive functions. 5. Plaza Sweet Music, Inc; Not Investment-Related; 14 Penn Plaza, 18th Floor, New York, NY, 10122; Music publisher; Board Member; Start 01/2015; 3-5 hours/month; 3/5 hours/month not during securities trading hours; duties include general executive functions.
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