Dabney Lee Sharp

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → Present
  Stifel, Nicolaus & Company, Incorporated
  Sumter, SC

Previous Registrations

• 2000-08-12 → 2009-10-16
  Ubs Financial Services Inc.
  Sumter, SC
  Sumter, SC

Other Businesses

1. Sharp Securities LP; Sumter, SC 29150; Limited Partnership; General Partner; Manage assets; 11/01/1991; 3 Hours per Month; Not during securities trading hours; Investment-Related. 2. Sharp Georgia Farm, Inc; 719 Henderson Street, Sumter, SC 29150; Farm; President; 05/23/1995; 2 Hours per Month; Not during securities trading hours; Investment-related 3. Vaughan Bassett Furniture Co; Director; 32 hours per Year; During securities trading hours; Not Investment-Related

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-17
• S63 Uniform Securities Agent State Law Examination
  1999-03-31