Jack Mccall Kauss

Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers

Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-01-04
CO	RA	APPROVED	2020-02-07

TX RA
APPROVED_RES

Since 2021-01-04
CO RA
APPROVED

Since 2020-02-07

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Lone Tree	CO	09/2017	Present
Us Bank	Boulder	CO	06/2016	08/2017
Schwab Wealth Advisory Inc	Lone Tree	CO	01/2020	Present

09/2017 → Present

Charles Schwab & Co., Inc.

Lone Tree, CO
06/2016 → 08/2017

Us Bank

Boulder, CO
01/2020 → Present

Schwab Wealth Advisory Inc

Lone Tree, CO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-06-11
S63	Uniform Securities Agent State Law Examination	2018-03-16

S66 Uniform Combined State Law Examination

2018-06-11
S63 Uniform Securities Agent State Law Examination

2018-03-16

Other Names

Mccall Kauss

View on SEC IAPD